Regulatory Process

Complying with North American regulatory requirements is a detailed process. Operators must engage with regulatory agencies in a transparent manner. TAGS offers guidance to help clients meet these requirements across multiple jurisdictions and provides ongoing support.

Technical Compliance Advisement

TAGS supports clients by guiding teams in preparing technical submissions and expediting the certification process, aiming to prevent delays in obtaining regulatory approvals.

Product Launches & Migrations

TAGS provides support for platform launch and migration, including guidance for independent test laboratory certification and regulatory approval. This involves aligning with regulators on project delivery dates, guiding the certification process, compiling submission bundles, addressing regulator responses, and identifying regulatory vulnerabilities.

Anti Money Laundering Guidance & Support

TAGS provides guidance and support for anti-money laundering (AML) efforts by devising processes and protocols to deliver on AML policies and guidelines. Additionally, TAGS assists in developing AML review programs to identify questionable transactions.

Internal Controls

Establish a flexible controls matrix for multiple jurisdictions to make it easy to look up and use. Review AI entries for editorial or translation mistakes.

Marketing Compliance Process Development/Enhancement

We assist operators in creating marketing procedures that comply with regulations. We design efficient marketing processes to meet regulatory restrictions and develop clear guidelines to boost stakeholder confidence. Additionally, we audit affiliate compliance with contractual terms, prioritizing regulatory adherence.